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4 - AAU - Accounting and Financial Auditing

AAU 210 - Ethics and Compliance Professional

Code Start Date Duration Venue
AAU 210 25 September 2023 5 Days Istanbul Registration Form Link
AAU 210 20 November 2023 5 Days Istanbul Registration Form Link
AAU 210 11 December 2023 5 Days Istanbul Registration Form Link
Please contact us for fees


Course Description

Ethics and Compliance Management is becoming one of the important professions in all geographies that global companies need, and the need for human resources for this profession is increasing gradually. While Ethics and Compliance Managers help the company to make strategic and critical decisions in decision-making mechanisms, they are an integral part of company management. The Ethics and Compliance program is preferred not only for those who want to be Ethics and Compliance managers, but also for the careers and personal development of all kinds of company employees, company managers, academicians and public employees from different disciplines.

Course Objectives

  • Familiarizing with ethics and compliance concepts
  • Explaining the importance of a compliance program
  • Managing ethical crises
  • Integration with risk management
  • Understanding the requirements of ISO 37001

Who Should Attend?

  • Ethics and compliance professionals
  • Quality (assurance) department personal
  • Banking, insurance, legal and other professionals
  • Executive managers

Course Details/Schedule

Day 1

  • Ethics and compliance: a new business function for today
  • Basic concepts in ethics and compliance
  • Establishing and managing binding procedures within the organization
  • Ethics and compliance program
  • Code of conduct

Day 2

  • Detection and management of conflicts of interest
  • Support of top and middle management (tone at the top & middle)
  • Establishing, monitoring and evaluating ethics and compliance trainings
  • Ethics and compliance communication
  • Evaluation and continuous improvement of the ethics and compliance program
  • Risk analysis and risk mapping, monitoring and evaluation
  • Setting up, tracking and evaluating the monitoring process

Day 3

  • Introduction to international anti-bribery and anti-corruption legislation 
  • Remarkable practices and sanctions in global legislation
  • Anti-corruption perception index 
  • Comparative legislation and compliance programs regarding protection of personal data 
  • Social media risk management and digital ethics

Day 4

  • Ethics and compliance management as a profession
  • Company internal processes
  • Positioning and authorizing the ethics and compliance department
  • The characteristics that an ethics and compliance manager should have
  • Department budget management
  • Planning of department and individual success goals
  • Career path of ethics and compliance management
  • Project management in ethics and compliance department

Day 5

  • Third parties and third-party risks in the world of ethics & compliance
  • Third party risks and management in global legislation
  • Due diligence process and conditions of effective management of the process
  • How to manage an ethical crisis in real life?
  • Introduction to ISO 37001 anti-corruption management systems standard